Toven

Automate compliance monitoring for financial brokerages

Pricing model

Demo

Rating

★ People love it

Time to value

Long Setup (> 1 day)

You can use Toven to inspect communications, trading activity, and research reports across institutional brokerages to maintain regulatory standards. The system connects directly to your existing communication archives and market surveillance feeds, reading chats, voice logs, and emails without moving data. Automated agents evaluate incoming surveillance alerts, cross-reference records against FINRA rules, and clear clear-cut false positives automatically. When human review is necessary, your compliance analysts receive fully packaged investigation summaries with citations, timestamps, and audit-ready evidence logs. This helps teams answer regulator requests in seconds.

What Toven does

Review electronic communications across email and chat queuesEvaluate trade monitoring alerts against financial regulationsVerify equity research reports against disclosure requirementsFilter out false positive compliance alerts automaticallyCompile investigation packages for escalated compliance reviewsGenerate defensible audit records for FINRA inquiriesConnects directly to existing communication and surveillance archives without data migrationPerforms first-pass automated assessments on incoming compliance alertsAuto-dispositions up to 70 percent of false positives with documented reasoningPre-assembles investigation packages for cases that require human judgmentAutomatically tags every check with citations to specific FINRA rulesMaintains timestamped, audit-ready defensible records for regulatory inquiriesRuns containerized on dedicated cloud instances or on-premises environmentsKeeps customer data isolated with zero model training on client inputs

Pricing breakdown

Pricing model: Book a demo

Tutorials & Demos

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Microsoft Teams

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