Ruleguard

Founded 2013

Track regulatory compliance, manage operational risks, and automate audit evidence collection

Pricing model

Demo

You can use Ruleguard to manage regulatory compliance and operational risk across financial institutions. The system continuously monitors control frameworks, reads regulatory updates, and matches internal policies against external rules like FCA and CASS requirements. You can log incidents and breaches, oversee third-party suppliers, manage employee attestations, and run client asset checks. Digital compliance agents analyze documentation, detect control gaps, and automatically compile immutable audit trails, ensuring your organization stays audit-ready without manual spreadsheet tracking.

What Ruleguard does

Log compliance breaches and track remediation actionsGenerate immutable audit trails for regulatory inspectionsReview new regulatory rules against existing company policiesCollect and verify employee compliance attestationsEvaluate third-party supplier risk profiles and controlsTrack customer complaints and monitor dispute resolution deadlinesAutomated continuous compliance monitoring across internal controlsAutomated audit evidence collection generated as work occursDigital compliance agents to read regulatory texts and internal policiesClient Asset Compliance (CASS) tracking and oversight modulesIncident, breach, and complaint tracking with structured resolution logsEmployee compliance tools for gifts, hospitality, and personal account dealingImmutable audit trail logging every decision, source, and reasoning step