Hadrius

Founded by Som Mohapatra in 2023

Supervise financial communications, automate marketing reviews, and monitor employee trading for regulatory compliance

Pricing model

Demo

Rating

★ People love it

Time to value

Moderate Setup (1-3 hours)

You can use Hadrius to supervise your financial firm's communications, marketing materials, and employee trading activities. The system monitors emails, team chat logs, and social posts to detect compliance violations while reducing false positive alerts. You can review marketing assets to verify disclosures and SEC or FINRA requirements before publication. It also tracks employee trading against blackout windows and restricted lists, automates branch office exams, and manages annual review testing programs so your firm stays audit-ready and fully compliant with federal regulatory standards.

What Hadrius does

Scan email and chat threads for non-compliant statementsReview marketing materials for required disclosuresCheck employee trades against blackout windowsAssemble audit evidence packs for SEC or FINRA examsDistribute and collect compliance attestations from staffTrack branch office inspection questionnaires and remediationsArchive electronic communications according to regulatory standardsZero-retention AI model for confidential financial communications surveillanceAutomated marketing collateral reviews aligned with SEC and FINRA marketing rulesPersonal and firm trade surveillance with restricted list and blackout window monitoringBranch office exam coordination including personnel mapping, questionnaires, and remediationsAutomated testing programs for annual compliance reviews and risk trackingFINRA and SEC-compliant archiving with WORM and 17(a)-4 retention standardsInstant generation of audit-ready evidence packs for regulatory examinations

Pricing breakdown

Pricing model: Book a demo

Tutorials & Demos

Frequently asked

Gmail

Microsoft Outlook Slack

Slack

Zoom

Snowflake

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